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Securities Industry and Financial Markets Association
Results: 602

#	Item
301	MSRB Municipal Securi ties Rulemaking Board February 13 , 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-16 10:49:29 Securities Financial markets Municipal Securities Rulemaking Board Stock market United States securities law U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Underwriting Issuer Financial economics Investment Financial system
302	January 27, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-30 10:18:50 Finance Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Underwriting Financial economics Investment Stock market
303	March 23, 2012 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-23 17:40:33 Investment Stock market United States Securities and Exchange Commission Regulation NMS Securities Mathematical finance Flash trading Securities Industry and Financial Markets Association Securities Exchange Act Financial markets Financial economics Finance
304	Microsoft Word[removed]Memo to File re[removed]Telephonic meeting with SIFMA v2.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-27 10:44:32 Investment banks Bonds Securities Securities Industry and Financial Markets Association TD Ameritrade Ellenberg Goldman Sachs Connolly Investment Financial economics Finance
305	August 13, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 11:36:07 Finance Financial system Bonds Municipal Securities Rulemaking Board Stock market Securities U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial economics United States securities law Self-regulatory organizations
306	Microsoft Word - File No. SR-NYSE[removed]NYSE Retail Liquidity Program - SIFMA Comment Letter - Dec. 7, 2011.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-08 10:39:47 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association Regulation NMS Market data NYSE Euronext Securities Exchange Act Financial economics Financial markets Investment
307	October 27, 2011 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-28 11:41:57 Finance Financial markets United States Securities and Exchange Commission Chicago Board Options Exchange Securities Exchange Act U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association New York Stock Exchange Trading halt Financial economics Stock market Investment
308	February 7, 2012 By Electronic Mail (rule-comments@sec-gov) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-02 10:33:05 Finance Financial markets Bonds Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission New York Stock Exchange Volatility Day trading Financial economics Stock market Investment
309	Microsoft Word - NYDOCS01-#[removed]v5-SIFMA_comment_letter_re_IPO_allocations_proposed_rule.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-09 11:22:22 Finance Securities Industry and Financial Markets Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Initial public offering Security Selling away Financial economics Stock market Investment
310	Comment Letter on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-08 11:53:11 Investment Self-regulatory organizations Municipal Securities Rulemaking Board Securities Bonds U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Registered representative Financial economics United States securities law Financial system

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